Capital One Markets
Warning
Capital One Markets is subject to Warning. See the individual lists below.
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Addresses
Address 1 : Vancouver, B.C.
Address 2 : Vancouver, British Columbia (BC)
View Notes
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Capital One Markets Sanctioned By Below Authorities
| List Name | List Authority | Effective Date ▼ | Status |
|---|---|---|---|
| Securities Exchange Commission of British Columbia | Sep 28, 2021 | active |
| Canadian Securities Administrators | Sep 28, 2021 | active |
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