Commission on Financial Securities Compliance

Warning

Commission on Financial Securities Compliance is subject to Warning. See the individual lists below.

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Country

US, United States of America

Addresses

Address 1 : United States of America

Address 2 : , US

Address 3 : 911 Lee AvenueLafayette, LA 70501 , US

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Commission on Financial Securities Compliance Sanctioned By Below Authorities

List Name	List Authority	Effective Date ▼	Status
International Organization of securities Comissions - Investor Alerts list	International Organization of securities Comissions	Jan 7, 2024	active
U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program	U.S. Securities and Exchange Commission	Aug 1, 2025	active
Fake Regulators and Exchanges by Australian Securities and Investments Commission	Australian Securities and Investments Commission	Jan 16, 2023	active
ASIC-Unlicensed companies list	Australian Securities and Investments Commission	Jan 16, 2023	active