RBC Capital Markets LLC
RestrictedWarning
RBC Capital Markets LLC is subject to Restricted & Warning. See the individual lists below.
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Aliases
- no relation to the registered firm RBC Capital Markets, LLC
ID Details
ID NUMBER : 2022-03-17-00037
ID TYPE : Number
ID NUMBER : 2016050933607
ID TYPE : Number
ID NUMBER : 20160487713-03
ID TYPE : Number
ID NUMBER : 2020-01-00098
ID TYPE : Number
ID NUMBER : 20140416350-02
ID TYPE : Number
ID NUMBER : 20160487713-04
ID TYPE : Number
ID NUMBER : 20130366504-01
ID TYPE : Number
ID NUMBER : 20130394527-01
ID TYPE : Number
ID NUMBER : 20140416350
ID TYPE : Number
ID NUMBER : 2020-04-00115
ID TYPE : Number
ID NUMBER : 2016050933608
ID TYPE : Number
View Notes
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RBC Capital Markets LLC Sanctioned By Below Authorities
| List Name | List Authority | Effective Date ▼ | Status |
|---|---|---|---|
| New York Stock Exchange | Jun 6, 2023 | inactive |
| New York Stock Exchange | Sep 29, 2021 | active |
| New York Stock Exchange | May 24, 2023 | inactive |
| Securities Exchange Commission of British Columbia | Feb 15, 2024 | active |
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