Sea Otter Securities Group LLC
RestrictedWarning
Sea Otter Securities Group LLC is subject to Restricted & Warning. See the individual lists below.
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ID Details
ID NUMBER : 2019-06-00004, 2020-01-00075
ID TYPE : Number
ID NUMBER : 2020-02-00082 & 2020-09-00076
ID TYPE : Number
ID NUMBER : 2017-12-00050
ID TYPE : Number
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Sea Otter Securities Group LLC Sanctioned By Below Authorities
| List Name | List Authority | Effective Date ▼ | Status |
|---|---|---|---|
| New York Stock Exchange | Apr 13, 2021 | inactive |
| New York Stock Exchange | Sep 14, 2020 | inactive |
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