Smith Barney Harris Upham Co Incorporated

Warning

This entity was previously sanctioned by 1 sanction list, but the sanctions have been lifted.

Smith Barney Harris Upham Co Incorporated is subject to Warning. See the individual lists below.
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ID Details
ID NUMBER : 92-069
ID TYPE : Number
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Smith Barney Harris Upham Co Incorporated Sanctioned By Below Authority
List NameList AuthorityEffective Date Status

country flagsNY Stock Exchange Disciplinary Actions List

New York Stock ExchangeApr 30, 1992inactive