Dubai Financial Services Authority Enforcement Actions
The Dubai Financial Services Authority (DFSA) takes compliance seriously to ensure a safe and fair financial environment. This page lists the enforcement actions taken by the dfsa against firms or individuals who have violated rules and regulations. These actions can include fines, bans, or other penalties.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
289 Entities in Dubai Financial Services Authority Enforcement Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Dr Mubashir Ahmed Sheikh | Individual | Oct 1, 2019 | active |
Mr Julian Rifat | Individual | Jan 1, 2020 | active |
Mr Odhaid Saeed Al Mansouri | Individual | Apr 3, 2012 | inactive |
Ms na Waterhouse | Individual | Aug 1, 2019 | active |
Mr Najm Abdullah Tayib Al Attar | Individual | May 1, 2018 | active |
Mr Youssef Fouad Chaker | Individual | Mar 1, 2022 | active |
Mr Kapparath Muraleedharan | Individual | May 1, 2016 | active |
Roberto Da Silva | Individual | Jan 1, 2009 | active |
Mr Ashish Bhandari | Individual | Sep 1, 2020 | active |
Please try again in a few minutes | - | May 30, 2024 | inactive |
FAQs
Why is compliance with Dubai Financial Services Authority Enforcement Actions necessary?
Compliance with the Dubai Financial Services authority (DFSA) enforcement actions is crucial for several reasons. First and foremost, these actions are established to maintain the integrity of dubai’s financial market. By adhering to these rules, firms help to promote trust and transparency, which are essential for the growth of a stable economy.
Which companies should comply with Dubai Financial Services Authority Enforcement Actions?
The Dubai Financial Services Authority (DFSA) enforcement actions apply to companies operating in Dubai's financial sector, including banks, investment firms, and insurance companies. Compliance is essential to ensure these businesses adhere to regulations, promoting transparency and protecting investors. By following DFSA guidelines, firms can avoid penalties and maintain their reputation in the competitive financial market.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.