International Organization of securities Comissions - Investor Alerts list

The International Organization of Securities Commissions (IOSCO) issues investor alerts to help individuals and institutions avoid investment scams and fraudulent schemes. These alerts provide critical information about potential risks associated with certain investment products or services.

Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
32,752 Entities in International Organization of securities Comissions - Investor Alerts list
Entity NameEntity TypeEffective DateStatus

Morgan Stanley Investment Management (clone of FCA authorised firm)

CompanyAug 17, 2020active

InvestTeck

CompanyNov 9, 2020active

Aegon London (Clone of an FCA authorised firm)

CompanyOct 19, 2020active

Trade Centre

CompanyOct 12, 2020active

http://cnffutures.vip

CompanyFeb 1, 2021active

NET-TRADERSFX LTD

CompanyJul 5, 2022active

Equaledge

CompanyApr 24, 2024active

Universe Markets

CompanyJul 11, 2019active

Credit 2015 Credit-X Ltd

CompanyJul 24, 2015active

Bentall Kennedy

CompanyJun 12, 2012active

FAQs

Why is compliance with the International Organization of securities Comissions - Investor Alerts necessary?

Compliance with investor alerts issued by the International Organization of Securities Commissions (IOSCO) is essential for safeguarding investors and maintaining market integrity. These alerts provide critical information on potential scams, fraudulent schemes, and unregulated entities that may pose risks to investors. By adhering to these alerts, individuals can make informed decisions, protect their financial assets, and contribute to a safer investment environment. Awareness and vigilance foster trust in the market and enhance overall regulatory compliance.

Which companies should comply with International Organization of securities Comissions - Investor Alerts?

Companies in the finance and investment sectors, such as brokerage firms, investment advisors, and asset management companies, should comply with the International Organization of Securities Commissions (IOSCO) investor alerts. Adhering to these alerts helps prevent fraud, protects investors, and ensures transparency in financial markets. Compliance fosters trust and promotes a fair trading environment, which is essential for maintaining market integrity.