International Organization of securities Comissions - Investor Alerts list

The International Organization of Securities Commissions (IOSCO) issues investor alerts to help individuals and institutions avoid investment scams and fraudulent schemes. These alerts provide critical information about potential risks associated with certain investment products or services.

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32,752 Entities in International Organization of securities Comissions - Investor Alerts list
Entity NameEntity TypeEffective DateStatus

Compare-Free

CompanyMay 29, 2020active

ADA INVESTMENT MANAGEMENT

CompanySep 2, 2021active

Hong Kong Science and Technology Innovation Equity Transfer Market Co., Ltd

CompanyMar 3, 2020active

option.com

CompanyAug 7, 2013active

Drummonds Initiatives

CompanySep 15, 2014active

Sunline Transfer Agents

CompanyMar 13, 2012active

Fina Capital

CompanyNov 16, 2021active

PRIME XCHANGE

CompanyMay 2, 2025active

lakeside-fininvest.com

CompanyJun 11, 2025active

Cruzinvest.uk

CompanySep 24, 2018active

FAQs

Why is compliance with the International Organization of securities Comissions - Investor Alerts necessary?

Compliance with investor alerts issued by the International Organization of Securities Commissions (IOSCO) is essential for safeguarding investors and maintaining market integrity. These alerts provide critical information on potential scams, fraudulent schemes, and unregulated entities that may pose risks to investors. By adhering to these alerts, individuals can make informed decisions, protect their financial assets, and contribute to a safer investment environment. Awareness and vigilance foster trust in the market and enhance overall regulatory compliance.

Which companies should comply with International Organization of securities Comissions - Investor Alerts?

Companies in the finance and investment sectors, such as brokerage firms, investment advisors, and asset management companies, should comply with the International Organization of Securities Commissions (IOSCO) investor alerts. Adhering to these alerts helps prevent fraud, protects investors, and ensures transparency in financial markets. Compliance fosters trust and promotes a fair trading environment, which is essential for maintaining market integrity.