Canada IIROC - Investor Alerts List
The Investment Industry Regulatory Organization of Canada (IIROC) issues investor alerts to inform the public about potential risks and scams in the investment market. These alerts provide timely updates on fraudulent schemes, unregistered investment entities, and other activities that could harm investors.
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95 Entities in Canada IIROC - Investor Alerts List
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
EliteSFXcom | Company | Dec 23, 2021 | inactive |
Liquidityswap | Company | Jun 3, 2022 | active |
Imposters of QTrade Direct Investing | Company | Aug 15, 2024 | active |
RCE Banque | Company | Mar 20, 2023 | active |
RxD Options | Company | Aug 17, 2021 | active |
Paytradepro | Company | Apr 13, 2023 | active |
UnicornFX | Company | Nov 4, 2021 | active |
TradingSpace | Company | Feb 4, 2022 | active |
Finfinityinvestcom | Company | Apr 17, 2023 | inactive |
Mining Better Profits | Company | Aug 31, 2023 | active |
FAQs
Why is compliance with Canada IIROC - Investor Alerts necessary?
Compliance with the investor alerts issued by the Investment Industry Regulatory Organization of Canada (IIROC) is essential for several reasons. First and foremost, these alerts serve as important warnings regarding potential risks or issues in the investment sector. They highlight fraudulent schemes, emerging threats, and unregistered entities that could jeopardize clients' investments.
Which companies should comply with Canada IIROC - Investor Alerts?
Companies in the investment industry, including brokerage firms, investment advisors, and mutual funds, must comply with IIROC's investor alerts. These alerts aim to protect investors from potential fraud and misconduct. By following these guidelines, firms ensure they meet regulatory standards, safeguard their reputation, and promote trust with clients, ultimately supporting a fair and transparent market environment.
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