United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Jean-Noel Yves Alba	Individual	Jul 25, 2025	active
Colin J. McIntosh	Individual	Feb 1, 2016	active
Michael Tomlinson	Individual	Jan 9, 2009	active
John Vincent Burton	Individual	Dec 1, 2006	active
Peter Thomas Carron	Individual	Sep 16, 2014	active
Paul Michael Seakens	Individual	Jan 14, 2022	active
Carlo Federico Palombo	Individual	Nov 24, 2022	inactive
Samrat Deep Bhandari	Individual	Apr 5, 2019	active
Edward Ian Allen	Individual	Nov 4, 2008	active
Ghanshyam Batra	Individual	Jul 17, 2015	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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