United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Paul David Cable	Individual	Jul 19, 2013	active
Michael Kwesi Yamoah	Individual	Jul 28, 2010	active
David John Bedford	Individual	Oct 31, 2011	active
Usman Qureshi	Individual	Jul 26, 2024	active
Simon Treacher	Individual	Feb 1, 2010	active
Nilesh Patel	Individual	Jul 1, 2005	inactive
Anthony Smith	Individual	Aug 31, 2011	active
Steven Smith	Individual	Oct 12, 2016	active
Mark John Owen	Individual	Jan 16, 2019	active
Rafiu Adisa Akanbi	Individual	May 23, 2008	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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