United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Greenlight Capital Inc	Individual	Feb 15, 2012	active
Simon William Robins	Individual	Jun 5, 2009	active
Raymond Wagner	Individual	Dec 4, 2012	active
Alexis Stenfors	Individual	Mar 16, 2010	active
Darren Colvin Cummings	Individual	Jun 8, 2018	active
David Massey	Individual	Feb 21, 2011	active
David John Mills	Individual	Jun 21, 2019	active
David Connor Redmond	Individual	May 18, 2009	active
Andrew Joseph Powell	Individual	Dec 17, 2013	active
Craig Buchan	Individual	Nov 15, 2024	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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