United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Alistair Rae Burns	Individual	Sep 20, 2018	active
This website uses cookies	Individual	Dec 15, 2020	inactive
Charles Anthony Llewellen Palmer	Individual	Mar 4, 2010	active
Raymond Wagner	Individual	Oct 22, 2012	active
Michael Sheron	Individual	Aug 24, 2007	active
Corrado Abbattista	Individual	Dec 15, 2020	active
Amjad Ali Malik	Individual	Feb 14, 2008	active
Milan Vukelic	Individual	Apr 15, 2009	active
Mark John Owen	Individual	Jan 16, 2019	active
Stephen John Coles	Individual	Jul 28, 2010	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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