United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Gary Victor Lester	Individual	Mar 29, 2010	active
James William Edward Lewis	Individual	May 7, 2024	active
Russell Martin Taylor	Individual	Nov 19, 2018	active
Christopher Paul Fallon	Individual	Mar 22, 1994	active
Clifford Felstead	Individual	Jul 2, 2010	active
Tony Oliver	Individual	Jul 5, 2010	active
Gareth Flanagan	Individual	Mar 27, 2012	active
Simon Karim Farid	Individual	Mar 6, 1996	active
John Douglas Leslie	Individual	Jul 26, 2013	active
Ravi Shankar Sinha	Individual	Jan 31, 2012	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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