Securities Exchange Commission of British Columbia - Investment Caution List
The Investment Caution List, published by the securities exchange commission of British Columbia, highlights investment opportunities that may pose risks to investors. This list serves as a warning to compliance professionals and the public about entities or offerings that lack proper registration or may engage in misleading practices.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
986 Entities in Securities Exchange Commission of British Columbia - Investment Caution List
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Trade Union | Company | Nov 8, 2022 | active |
Nexon Groups Limited | Company | Mar 22, 2023 | active |
Option Financial Markets | Company | May 20, 2016 | active |
Manhattan Capital Corp | Company | Sep 4, 2012 | active |
Coinone Trading Inc | Company | May 9, 2023 | active |
Genius Investment Group | Company | Aug 2, 2022 | active |
Pegasus Global Trading Ltd | Company | Apr 23, 2020 | active |
TorOption | Company | May 9, 2017 | active |
Blue Trading | Company | Jul 5, 2018 | active |
Alliance Swipe | Company | Jul 26, 2023 | active |
FAQs
Why is compliance with Security Comission Malaysia - INVESTOR ALERT LIST necessary?
The INVESTOR ALERT LIST from the Security Commission Malaysia is a vital tool for both investors and compliance professionals. This list highlights individuals and firms that may be operating without proper registration or licenses. It serves as a warning to protect investors from potential fraud or financial loss.
Which companies should comply with Security Comission Malaysia - INVESTOR ALERT LIST?
The Investor Alert List by the Securities Commission Malaysia is vital for financial professionals and investment firms. Companies in the finance, investment advisory, and fundraising sectors must comply with these alerts. This is crucial to protect investors from fraudulent activities and ensure a trustworthy investment environment, promoting transparency and accountability in the financial market.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.