Securities Exchange Commission of British Columbia - Investment Caution List
The Investment Caution List, published by the securities exchange commission of British Columbia, highlights investment opportunities that may pose risks to investors. This list serves as a warning to compliance professionals and the public about entities or offerings that lack proper registration or may engage in misleading practices.
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986 Entities in Securities Exchange Commission of British Columbia - Investment Caution List
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
RT Fintech Limited | Company | Jul 26, 2021 | active |
Fine Investments | Company | Jun 15, 2022 | active |
Global One Markets | Company | Mar 22, 2023 | active |
Crypto Hallmark Investment | Company | Jun 12, 2020 | active |
Paxful Inc | Company | Apr 23, 2020 | active |
Platinumx Trade | Company | Aug 16, 2021 | active |
Himalaya Exchange | Company | Jun 17, 2021 | inactive |
Canada Bitcoin Exchange Inc | Company | Mar 12, 2019 | active |
China International Capital Group | Company | Aug 21, 2012 | active |
Lamp Education Canada Ltd | Company | Mar 15, 2018 | active |
FAQs
Why is compliance with Security Comission Malaysia - INVESTOR ALERT LIST necessary?
The INVESTOR ALERT LIST from the Security Commission Malaysia is a vital tool for both investors and compliance professionals. This list highlights individuals and firms that may be operating without proper registration or licenses. It serves as a warning to protect investors from potential fraud or financial loss.
Which companies should comply with Security Comission Malaysia - INVESTOR ALERT LIST?
The Investor Alert List by the Securities Commission Malaysia is vital for financial professionals and investment firms. Companies in the finance, investment advisory, and fundraising sectors must comply with these alerts. This is crucial to protect investors from fraudulent activities and ensure a trustworthy investment environment, promoting transparency and accountability in the financial market.
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