Security Comission Malaysia

The Securities Commission Malaysia (SC) is the regulatory body responsible for overseeing and enforcing securities and capital market laws in Malaysia. Established under the Securities Commission Act 1993, the SC aims to promote and maintain fair, orderly, and transparent markets. The SC also plays a significant role in protecting investors, ensuring the integrity of the financial system, and promoting good corporate governance.

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3 Lists

Lists Name	Records
Security Comission Malaysia - INVESTOR ALERT LIST The Investor Alert List by the Security Commission Malaysia is a crucial resource for providing information about entities that operate without proper authorization. This list helps investors identify potential scams and fraudulent activities in the investment space. By highlighting unregistered firms and individuals, the Investor Alert List aims to protect the public from investment risks.	1,625
Malaysia Securities Commission Administrative Actions The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.	680
Malaysia Securities Commission Compounded Cases The Malaysia Securities Commission (SC) focuses on upholding market integrity and investor protection. In cases where companies or individuals violate securities laws, the SC may opt for compounded cases. this process allows for the resolution of minor infractions without lengthy legal procedures. The compounded cases involve penalties that are typically agreed upon by the SC and the offending party.	4

FAQs

Why is compliance with the Security Comission Malaysia necessary?

Complying with the Securities Commission Malaysia is essential for ensuring the integrity and stability of the financial market. It helps prevent financial crimes, promotes transparency, and protects investors' interests. Non-compliance can result in severe penalties, including fines and legal action. By adhering to the regulations set forth by the Securities Commission, companies can maintain a positive reputation, ensure sustainable growth, and contribute to a safer economic environment for all participants.

Which companies should comply with the Security Comission Malaysia?

Compliance with the Securities Commission Malaysia is essential for financial institutions, capital market operators, and investment companies. These entities must adhere to regulations to ensure transparency, prevent market manipulation, and protect investors. Complying with Securities Commission guidelines promotes integrity within the financial sector, fostering trust and stability in the Malaysian capital market.

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