Malaysia Securities Commission Compounded Cases

The Malaysia Securities Commission (SC) focuses on upholding market integrity and investor protection. In cases where companies or individuals violate securities laws, the SC may opt for compounded cases. this process allows for the resolution of minor infractions without lengthy legal procedures. The compounded cases involve penalties that are typically agreed upon by the SC and the offending party.

4 Entities in Malaysia Securities Commission Compounded Cases

Entity Name	Entity Type	Effective Date	Last Updated	Status
Tan Siok Wan	Individual	Aug 20, 2025	Aug 20, 2025	active
Lee Sin Teck	Individual	Apr 19, 2025	Apr 19, 2025	active
Lim Kim Ming	Individual	Apr 19, 2025	Apr 19, 2025	active
Lim Kim Hai	Individual	Apr 19, 2025	Apr 19, 2025	active

Solutions Built for Every Stage of Global Trade

Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.

Talk to Sales

Take a Product Tour

FAQs

Why is compliance with Malaysia Securities Commission Compounded Cases necessary?

Compliance with the Malaysia Securities Commission (MSC) Compounded Cases is crucial for several reasons. Adhering to these regulations helps maintain trust in the financial markets. When companies follow the guidelines set by the MSC, it assures investors that they are operating fairly and transparently.

Which companies should comply with Malaysia Securities Commission Compounded Cases?

Companies in the financial services, capital markets, and investment sectors must comply with the Malaysia Securities Commission's compounded cases regulations. Compliance is crucial to ensure fair practices, protect investors, and maintain market integrity. Adhering to these regulations helps prevent legal issues and enhances a company's reputation, fostering trust among stakeholders and the public.

Products

Global Trade Management

Intel for Trade Prospecting

Intel for Sourcing & Procurement

APIs

Data License

Plans

Solutions