U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
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464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Federal Security Trading Regulatory Board | Company | May 27, 2025 | active |
Federal Security Trading Regulatory Board | Company | Jan 16, 2023 | inactive |
Federal Securities Commission | Company | Jan 16, 2023 | inactive |
Federal Securities Commission | Company | Jan 8, 2025 | active |
Foreign Investments Enforcement Division | Company | Jan 8, 2025 | active |
Foreign Investments Enforcement Division | Company | Dec 1, 2022 | inactive |
United States Corporate Records Department | Company | Dec 3, 2024 | inactive |
United States Corporate Records Department | Company | May 27, 2025 | active |
United States Financial Services Registry | Company | Jan 8, 2025 | active |
United States Financial Services Registry | Company | Jan 16, 2023 | inactive |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
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