Prohibition by Section 19 of the Federal Deposit Insurance Act
Section 19 of the Federal Deposit Insurance Act prevents individuals with certain criminal backgrounds from participating in banking activities. This law aims to maintain the integrity of the banking system by prohibiting those convicted of serious crimes, such as fraud or dishonesty, from working in insured financial institutions.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
149 Entities in Prohibition by Section 19 of the Federal Deposit Insurance Act
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Grosser Elizabeth | Individual | Sep 1, 2016 | active |
Hartwell Katelyn E | Individual | Aug 31, 2021 | active |
Leonard Sean A | Individual | Mar 5, 2018 | active |
Alvarez Ruben | Individual | Feb 27, 2018 | active |
Sloan Carrie | Individual | Apr 5, 2018 | active |
Bailey Lori | Individual | Jan 11, 2022 | active |
Bennett Bradley R | Individual | Jan 6, 2020 | active |
Christophel Kevin | Individual | Oct 18, 2021 | active |
Cabaleiro Yodalio C | Individual | Oct 28, 2021 | active |
Boggess Emily Diane | Individual | Aug 15, 2016 | active |
FAQs
Why is compliance with Prohibitions by Guernsey Financial Services Commission (GFSC) necessary?
Complying with the Prohibitions set by the Guernsey Financial Services commission (GFSC) is crucial for maintaining the integrity of financial operations. These regulations are designed to protect the financial system from illegal activities such as money laundering and fraud. When businesses adhere to these prohibitions, they help ensure a safe and secure environment for both customers and investors.
Which companies should comply with Prohibitions by Guernsey Financial Services Commission (GFSC)?
Prohibitions by the Guernsey Financial Services Commission (GFSC) affect financial institutions, investment firms, and insurance companies. These entities must comply to maintain regulatory standards, avoid penalties, and protect their reputation. Compliance ensures adherence to laws designed to prevent financial crime, promote integrity in the financial system, and safeguard consumer interests, fostering trust in the industry.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.