Australian Securities and Investments Commission - Banned and Disqualified Organisations
The Australian Securities and Investments Commission (ASIC) maintains a list of banned and disqualified organisations to protect the integrity of Australia’s financial markets. These organisations have been prohibited from providing financial services or engaging in certain business activities due to misconduct, breaches of the law, or non-compliance with regulatory requirements.
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15 Entities in Australian Securities and Investments Commission - Banned and Disqualified Organisations
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
MAI PACIFIC PTY LTD | Company | Dec 3, 2013 | active |
GLOBAL FINANCE GROUP PTY LTD | Company | Jun 6, 1999 | active |
RAY RENTALS PTY LTD | Company | Jun 24, 2013 | inactive |
AUSTRALIAN BUSINESS INSURANCE ADVISERS PTY LTD | Company | Nov 7, 2006 | inactive |
GAMEL WARD PTY LTD | Company | Jul 24, 2002 | active |
GERALDTON FINANCE COMPANY PTY LIMITED | Company | Mar 4, 2002 | active |
BLACKBURNE DIXON PTY LTD | Company | Apr 10, 2001 | active |
MONARCH FX GROUP PTY LTD | Company | Dec 17, 2014 | inactive |
TRADING LIFE SERVICES PTY LTD | Company | Oct 5, 2022 | active |
CHARTER FINANCE AND INSURANCE PTY LTD | Company | Jul 31, 2003 | active |
FAQs
Why is compliance with Australian Securities and Investments Commission - Banned and Disqualified Organisations necessary?
Compliance with the Australian Securities and Investments Commission (ASIC) rules regarding banned and disqualified organisations is essential for maintaining the integrity of the financial market. These laws help protect investors and ensure that only trustworthy entities operate in the sector.
Which companies should comply with Australian Securities and Investments Commission - Banned and Disqualified Organisations?
The Australian Securities and Investments Commission (ASIC) regulates financial services in Australia. Companies in banking, insurance, investment, and financial advisory must comply with ASIC's bans and disqualifications. This ensures that only trustworthy organizations operate in the market, protecting consumers and maintaining the integrity of the financial system. Compliance with these sanctions helps promote a fair business environment.
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