Australian Securities and Investments Commission - Banned and Disqualified Organisations
The Australian Securities and Investments Commission (ASIC) maintains a list of banned and disqualified organisations to protect the integrity of Australia’s financial markets. These organisations have been prohibited from providing financial services or engaging in certain business activities due to misconduct, breaches of the law, or non-compliance with regulatory requirements.
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15 Entities in Australian Securities and Investments Commission - Banned and Disqualified Organisations
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
BRANNELLY FINANCIAL PTY LTD | Company | Feb 9, 2009 | inactive |
ROWENA NOMINEES PTY LTD | Company | Oct 17, 1999 | active |
KNIGHTSBRIDGE FINANCE PTY LTD | Company | Nov 21, 2001 | active |
CLAIREMAY PTY LTD | Company | Dec 5, 2004 | active |
FIRST HOME SHOP PTY LTD | Company | Jun 4, 2009 | active |
FAQs
Why is compliance with Australian Securities and Investments Commission - Banned and Disqualified Organisations necessary?
Compliance with the Australian Securities and Investments Commission (ASIC) rules regarding banned and disqualified organisations is essential for maintaining the integrity of the financial market. These laws help protect investors and ensure that only trustworthy entities operate in the sector.
Which companies should comply with Australian Securities and Investments Commission - Banned and Disqualified Organisations?
The Australian Securities and Investments Commission (ASIC) regulates financial services in Australia. Companies in banking, insurance, investment, and financial advisory must comply with ASIC's bans and disqualifications. This ensures that only trustworthy organizations operate in the market, protecting consumers and maintaining the integrity of the financial system. Compliance with these sanctions helps promote a fair business environment.
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