United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
James Robert Short	Individual	Aug 10, 2011	active
Alan Stuart Hill	Individual	Sep 20, 2010	active
Neil David Marlow	Individual	Jul 21, 2009	active
Mohammed Khalid	Individual	May 2, 2017	active
Nabeel Naqui	Individual	Dec 13, 2010	active
Mohammed Ahmed	Individual	Mar 2, 2009	active
Jonathan Leigh Hardie	Individual	Jan 30, 2008	active
Abiola Babajide Agbalaya	Individual	Apr 6, 2009	active
Mark Kelly	Individual	Jun 9, 2016	active
David John Hobbs	Individual	Feb 25, 2014	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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