United Kingdom Financial Services Authority - Prohibited individuals

The United Kingdom Financial Services Authority (FSA) maintains a list of prohibited individuals to ensure the safety and integrity of the financial system. This list includes individuals who are banned from working in the financial services industry due to misconduct or regulatory breaches.

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572 Entities in United Kingdom Financial Services Authority - Prohibited individuals

Entity Name	Entity Type	Effective Date	Status
Yoshiaki Yamazaki	Individual	Jan 1, 2004	active
Terence John Harrop	Individual	Jun 18, 2012	active
Christopher Ollerenshaw	Individual	Jan 7, 2013	active
Michael Stanley Hirst	Individual	Dec 12, 2014	active
Martyn Powsney	Individual	Mar 26, 2010	active
Richard Kennedy	Individual	Jan 14, 2009	active
Simon John Latham	Individual	Nov 11, 2011	active
Paolo Maranzana	Individual	Dec 13, 2010	active
Martyn Dodgson	Individual	Nov 15, 2018	active
Fabio Massimo De Biase	Individual	Sep 27, 2010	active

FAQs

Why is compliance with the Unverified List necessary?

Compliance with the unverified list is crucial to maintaining legal and ethical standards in business operations. It helps prevent unintentional engagements with sanctioned entities that could lead to legal repercussions, financial penalties, and reputational damage. By adhering to these lists, organizations protect themselves from risks associated with fraud, money laundering, and other illicit activities. Moreover, compliance fosters trust with stakeholders and demonstrates a commitment to upholding international laws and regulations, thereby ensuring responsible corporate conduct in an interconnected global economy.

Which companies should comply with Unverified List?

The Unverified List primarily affects financial institutions, exporters, and companies involved in international trade. These businesses must comply to mitigate risks associated with doing business with entities lacking verified legitimacy, which could lead to regulatory penalties and reputational damage. Compliance ensures that companies remain in good standing and avoid potential sanctions or restrictions from government authorities.

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