Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Binance Digital Limited | Company | Jul 26, 2021 | active |
CIMBPrincipal Asset Management Berhad | Company | Dec 15, 2015 | inactive |
AIIMAN Asset Management Sdn Bhd | Company | Nov 30, 2023 | inactive |
LGB Holdings Sdn Bhd | Company | Oct 24, 2023 | inactive |
Board of Directors of Mulpha International Berhad | Company | Jan 3, 2012 | active |
CGSCIMB Wealth Management Sdn Bhd | Company | Nov 8, 2023 | active |
Capital Dynamics Asset Management Sdn Bhd | Company | Sep 29, 2014 | inactive |
Deloitte PLT | Company | Jan 30, 2019 | active |
JIA Asset Management Sdn Bhd | Company | Feb 22, 2024 | inactive |
TA Investment Management Berhad | Company | Sep 19, 2017 | inactive |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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