U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
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464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Investment and Security Fraud Protection Agency Two Prudential Plaza | Company | Jan 16, 2023 | inactive |
United States Securities and Investments Dealers | Company | Jan 16, 2023 | active |
Financial Regulatory Authority | Company | Jan 8, 2025 | active |
Financial Regulatory Authority | Company | Dec 1, 2022 | inactive |
US Regulatory Trade Commission | Company | May 27, 2025 | active |
US Regulatory Trade Commission | Company | Jan 16, 2023 | inactive |
US Regulatory Trade Commission | Company | Dec 1, 2022 | inactive |
Investor Protect Bureau | Company | Jan 16, 2023 | inactive |
Investor Protect Bureau | Company | Jan 8, 2025 | active |
Department of Financial Conduct | Company | Jan 8, 2025 | active |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
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