U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
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464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
US Municipal Securities Information Board | Company | May 27, 2025 | active |
Union Financial Protection Commission | Company | May 27, 2025 | active |
Union Financial Protection Commission | Company | Jan 16, 2023 | inactive |
Global Securities Crime Investigators | Company | May 27, 2025 | active |
Securities Transfer Registration Group | Company | Jan 16, 2023 | inactive |
Securities Transfer Registration Group | Company | May 27, 2025 | active |
Securities Regulatory Authority | Company | Jan 16, 2023 | inactive |
Securities Regulatory Authority | Company | May 27, 2025 | active |
International Protection and Surveillance Authority | Company | Jan 16, 2023 | active |
Department of Securities Trading | Company | Jan 16, 2023 | active |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
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