Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Amphoteric Capital Limited | Company | Apr 19, 2011 | inactive |
QuestCorp Global Inc | Company | Jul 14, 2023 | inactive |
AmInvestment Bank Berhad | Company | Feb 4, 2016 | inactive |
AmInvestment Bank Berhad | Company | Jan 29, 2014 | inactive |
CanOne International Sdn Bhd | Company | Dec 10, 2018 | inactive |
RHB Investment Bank Berhad | Company | Jul 22, 2020 | inactive |
RHB Investment Bank Berhad | Company | Dec 18, 2018 | inactive |
Midana Investment Holdings Ltd | Company | Jan 19, 2024 | inactive |
Eller Axis Sdn Bhd | Company | Dec 10, 2018 | inactive |
Mercury Securities Sdn Bhd | Company | Nov 17, 2022 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.