Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Mercury Securities Sdn Bhd | Company | Dec 18, 2019 | inactive |
Welli Multi Corporation Berhad | Company | Jan 9, 2025 | active |
PCB Asset Management Sdn Bhd | Company | Apr 28, 2015 | inactive |
Huobi Global Limited | Company | Apr 19, 2023 | active |
Swordfish Solutions Sdn Bhd | Company | Oct 16, 2023 | inactive |
OSK Investment Bank Berhad 14152V | Company | May 25, 2011 | inactive |
Interasia Bluechip Sdn Bhd | Company | Nov 24, 2022 | inactive |
Premier Asia Financial Sdn Bhd | Company | Jul 30, 2021 | active |
Universal Trustee Malaysia Berhad | Company | Jul 15, 2013 | active |
United Overseas Bank Malaysia Berhad | Company | Dec 5, 2016 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.