Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Prolexus Berhad (“Prolexus”) | - | Jan 27, 2022 | active |
Data Dr. Yu Kuan Chon Previously Teh Nai Sim Yu Chong Choo Dr. You Choon Geok Ng Choon Hua | - | Sep 28, 2021 | active |
Aiza Binti Aziz (“Aiza”) | - | Nov 19, 2021 | active |
Chan Fung @ Kwan Wing Yin | - | Feb 15, 2019 | active |
Syed Fahmi Syed Omar as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activities of dealing in securities and derivative. | - | Jul 25, 2025 | active |
Superior Pavillion Sdn Bhd; SM Nasarudin SM Nasimuddin; SM Faliq SM Nasimuddin; and Dato’ Ahmad bin Ibrahim (collectively referred as Concert Parties) | - | May 20, 2013 | active |
Choong Chee Mun, Executive Director and Chief Financial Officer of Prolexus | - | Jan 27, 2022 | active |
Tan Kai Kiat as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of dealing in securities. | - | Jul 25, 2025 | active |
Swordfish Solutions Sdn. Bhd. (“Swordfish”) | - | Oct 16, 2023 | active |
Ahmad Mustapha Bin Ghazali, Former Executive Chairman of Prolexus | - | Jan 27, 2022 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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