Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Kenanga Investors Berhad (“KIB”) | - | Feb 23, 2023 | active |
Maybank Investment Bank Berhad | - | Jun 6, 2025 | active |
Azimas binti Daud (“Azimas”) | - | Dec 17, 2020 | active |
ATM Capital Management Sdn Bhd (“ATM”) | - | Jul 11, 2023 | active |
Mutiara Goodyear Development Berhad (Mutiara) | - | Apr 19, 2011 | active |
Khadmudin Bin Mohamed Rafik, Independent Non-Executive Chairman of Prolexus | - | Jan 27, 2022 | active |
Tan Mun Choy (“TMC”) | - | Oct 2, 2023 | active |
Chu Li Choon ("CLC") a holder of a CMSRL carrying out the regulated activity of dealing in securities | - | Jan 29, 2019 | active |
Zainol Aswan bin Mukhtar (“Zainol”), a Capital Markets Services Representative’s Licence (“CMSRL”) holder for the regulated activity of dealing in securities; Lim Hung Chiang (“LHC”), a CMSRL holder for the regulated activities of dealing in securities and dealing in derivatives; and Nan Azazi bin Azman (“Nan Azazi”), a CMSRL holder for the regulated activity of dealing in securities. | - | Jul 15, 2016 | active |
Boo Chin Liong, Independent Non-Executive Director of Prolexus | - | Jan 27, 2022 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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