Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Ezral Ghazali bin Shahudin (“Ezral”) | - | Jul 14, 2016 | active |
W Ismail W Nick Lim | - | Jul 25, 2025 | active |
Avian Capital Sdn. Bhd. | - | Jul 17, 2025 | active |
Yap Ngee Hoe | - | Nov 25, 2024 | active |
Chin Hoi Tong (“Chin”) | - | Jul 21, 2023 | active |
Abd Aziz Bahari (“The Saint”) | - | May 23, 2022 | active |
Telent Outdoor (Hong Kong) Technology Co., Ltd. (“Telent”) | - | Jul 21, 2017 | active |
Ong Kok Aun (“OKA”), as holder of a CMSRL carrying out the regulated activity of dealing in securities. | - | Sep 13, 2016 | active |
Dato’ Haji Ramly Bin Haji Zahari, Former Independent Non-Executive Director of Xingquan International Sports Holdings Limited (“Xingquan”) | - | Aug 6, 2019 | active |
Inter-Pacific Asset Management Sdn. Bhd. | - | Jun 14, 2023 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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