Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Dato' Abul Hasan Mohamed Rashid Dato' Lim Yak Hua Axel Dauster Dato' Kamaruddin @ Abas Nordin Dato' Tengku Mahmood Tengku Zainul Abidin Mohd Ariff Amran Hmdi Chia Tong Saik Cheong Wai Seng Lim Kia Kee Charlie Ong Chye Lye Quah Chin Cheng | - | Jul 25, 2025 | active |
Tan Soon Hin (“Tan”) | - | Jun 1, 2023 | active |
Datuk Teh Kian An (DTK) | - | Jul 25, 2025 | active |
QuestCorp Global Inc. (“QuestCorp”) | - | Jul 14, 2023 | active |
ATM Capital Management Sdn Bhd (“ATM”) | - | Feb 15, 2024 | active |
NetX Holdings Berhad (NetX) | - | Jun 5, 2018 | active |
Cheng Seng Chow (“Cheng”), holder of a CMSRL carrying out the regulated activity of dealing in securities | - | Jan 12, 2017 | active |
Midana S1 Investment Holdings Pte Ltd (“Midana S1”) | - | Jan 19, 2024 | active |
Tan Tian Sin; Song Hock Koon; and Chew Fei Meng | - | Dec 21, 2020 | active |
Li Guo Qing, former Managing Director of CAP | - | Jul 14, 2021 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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