Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Ong Juan Tee | Individual | Jul 14, 2021 | inactive |
Nabihah Binti Shafiee (“Nabihah”) | - | Mar 3, 2022 | active |
Salina Binti Tusok @ Salina Bt Abdullah (“Salon”) | - | Jun 3, 2022 | active |
Ernst & Young ("EY") | - | Jul 9, 2018 | active |
Quantum Metal Exchange Inc. (“QMEI”) | - | Apr 11, 2025 | active |
Abdul Radzim bin Abdul Rahman (“Radzim”) | - | Sep 25, 2023 | active |
Teong Lian Aik ADA Capital Investments Limited Low Bok Tek | - | Apr 30, 2021 | active |
Lau Mong Ying, Managing Director of Prolexus | - | Jan 27, 2022 | active |
Affin Hwang Asset Management Berhad (“Affin Hwang”), a holder of CMSL for dealing in securities restricted to unit trust, fund management in relation to portfolio management and dealing in private retirement scheme | - | Sep 18, 2019 | active |
Telaxis Sdn Bhd (“Telaxis”) Adil Cita Sdn Bhd LGB Holdings Sdn Bhd LGB Group Sdn Bhd Dato’ Lim Chee Meng Lim Chin Sean Lim Shiak Ling Datin Lim Ai Ling Lim Siew Ling Datin Geh Sok Lan @ Goay Sook Lan L-Six Holdings Sdn Bhd (collectively referred to as “Telaxis and the PACs”) | - | Oct 24, 2023 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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