U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
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464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
United States of America Takeovers Acquisitions Regulatory Board | Company | Jan 16, 2023 | inactive |
United Compliance Regulatory Board | Company | Jan 16, 2023 | inactive |
New York Compliance Regulatory Board | Company | May 27, 2025 | active |
Impersonator of Genuine Entity | Company | Oct 15, 2024 | inactive |
US District Court of Arbitration | Company | May 27, 2025 | active |
Great Harbor Compliance Regulatory Board | Company | May 27, 2025 | active |
US Board of Merger Acquisitions | Company | May 27, 2025 | active |
United Compliance Regulatory Board | Company | May 27, 2025 | active |
Fraud Investigation and Repatriation Authority | Company | May 27, 2025 | active |
Liquidation Assets Protections Board | Company | May 27, 2025 | active |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
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