U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
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464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Liquidation Assets Protections Board | Company | Sep 15, 2023 | inactive |
Investor Protection Enforcement Council | Company | May 27, 2025 | active |
New York Regulatory Division | Company | May 27, 2025 | active |
Regulatory Compliance Board | Company | May 27, 2025 | active |
US Mergers and Acquisition Regulatory Board | Company | May 27, 2025 | active |
US District Court of Arbitration | Company | Jan 16, 2023 | inactive |
Intertrade Compliance Board | Company | May 27, 2025 | active |
US Board of Merger Acquisitions | Company | Jan 16, 2023 | inactive |
New York Compliance Regulatory Board | Company | Jan 16, 2023 | inactive |
US Registration Authority | Company | Jan 16, 2023 | inactive |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
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