U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
The US Securities and Exchange Commission (SEC) runs the public alert: Fictitious Regulators (PAUSE) program to warn the public about fake regulatory bodies. These bogus regulators often mislead investors by claiming to provide legitimate services or authority.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
464 Entities in U.S. Securities and Exchange Commission Public Alert: Fictitious Regulators (PAUSE) Program
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Fraud Investigation and Repatriation Authority | Company | Dec 3, 2024 | inactive |
Fraud Detection and Recovery Council | Company | May 27, 2025 | active |
US Mergers and Acquisition Regulatory Board | Company | Jan 16, 2023 | inactive |
United States of America Takeovers Acquisitions Regulatory Board | Company | May 27, 2025 | active |
Worldwide Regulators Board | Company | May 27, 2025 | active |
US District Court of Arbitration | Company | Dec 1, 2022 | inactive |
Intertrade Compliance Board | Company | Jan 16, 2023 | inactive |
Foreign Investors Surveillance Authority | Company | May 27, 2025 | active |
New York Regulatory Division | Company | Jan 16, 2023 | inactive |
US Liquidation and Compensation Board | Company | May 27, 2025 | active |
FAQs
Why is compliance with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE) necessary?
Compliance with the U.S. Securities and Exchange Commission's (SEC) Public Alert: Unregistered Soliciting Entities (PAUSE) is crucial for several reasons. First and foremost, the pause list helps protect investors from fraudulent activities. Many unregistered entities operate without proper oversight, preying on unsuspecting individuals who may not be aware of the risks involved.
Which companies should comply with U.S. Securities and Exchange Commission Public Alert: Unregistered Soliciting Entities (PAUSE)?
The U.S. Securities and Exchange Commission's Public Alert: Unregistered Soliciting Entities targets companies in the investment and finance sectors. Businesses offering investment opportunities must comply to avoid fraud risks. Understanding these alerts is essential to protect consumers and maintain trust within the financial markets, ensuring companies operate legally and ethically.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.