Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Ng Soo Ging | Individual | Nov 18, 2015 | inactive |
Dr Ghazali Atan | Individual | Jan 9, 2025 | inactive |
Ang Ah Lek | Individual | Jul 9, 2018 | active |
Harani Kamarudin | Individual | May 24, 2022 | inactive |
Tan Liang Swee | Individual | Jan 19, 2024 | inactive |
Lim Hung Chiang | Individual | Jul 15, 2016 | inactive |
Ling Chen Yew | Individual | Jan 18, 2017 | inactive |
Yeoh Jin Beng | Individual | Dec 10, 2018 | inactive |
Aiza Binti Aziz | Individual | Nov 19, 2021 | inactive |
UOB Asset Management (Malaysia) Berhad (“UOB”), a holder of Capital Market Services License (“CMSL”) for dealing in securities restricted to unit trust and fund management in relation to portfolio management | - | Sep 18, 2019 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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