Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
See Kok Chong (“SKC”) | - | Jul 14, 2023 | active |
Lai Su Ping (“Lai”) | - | Jul 21, 2023 | active |
Midana Capital Inc. (“Midana Capital”) | - | Jan 19, 2024 | active |
Rohaini Binti Mohd Satari (“Rohaini”) | - | Apr 5, 2021 | active |
Dato' Dr Mohd Nazri Khan Bin Adam (“DDNK”) | - | Oct 6, 2022 | active |
Yap Yeng Chong (“Yap”) as holder of a Capital Markets and Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of dealing in securities. | - | Aug 22, 2016 | active |
Inter-Pacific Asset Management Sdn. Bhd. (“IPAM”) | - | Oct 6, 2022 | active |
Norhashmilaidi bin Hashim (“Norhashmilaidi”) as holder of a Capital Markets and Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of investment advice. | - | Mar 27, 2017 | active |
Standard Chartered Bank Malaysia Berhad ("Standard Chartered") | - | Jan 25, 2019 | active |
Ravindran Nair a/l Vasudevan Nair (“Ravindran”) as holder of a Capital Markets and Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of financial planning. | - | Nov 18, 2016 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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