Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Ewe Lay Peng | Individual | Sep 3, 2018 | inactive |
Norliyana binti Hanbali | Individual | May 29, 2024 | inactive |
Datuk Muniswaran | Individual | Oct 16, 2023 | inactive |
Dato Abul Hasan Mohamed Rashid | Individual | Jan 9, 2025 | inactive |
Tan Kit Pheng | Individual | Jul 14, 2021 | inactive |
Noraini Jaafar Sidek V523 | Individual | Feb 24, 2023 | inactive |
OSK Investment Bank Berhad (14152-V) | - | May 25, 2011 | active |
MTC Asset Management (M) Sdn Bhd (“MTC”) | - | May 16, 2023 | active |
Tan Yee Chee as holder of a Capital Markets Services Representative's Licence ("CMSRL") carrying out the regulated activity of dealing in securities. | - | Sep 3, 2018 | active |
Apex Investment Services Berhad (a Capital Markets Services Licence holder carrying out dealing in securities and fund management) | - | May 15, 2014 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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