Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Midana Management Sdn Bhd (“Midana Management”) | - | Jan 19, 2024 | active |
Tan Sri Dato’ Chua Ma Yu (“Tan Sri Chua”) | - | Dec 16, 2019 | active |
Nik Zamri Bin Abdul Majid (CEO of MPDT Capital Berhad) | - | Jun 10, 2024 | active |
Andrew Tiang Boon Hwa (“Andrew”) | - | Jul 21, 2023 | active |
Tan Liang Swee (“Allan Tan”) | - | Jan 19, 2024 | active |
Uthman ibn Bakri ("Uthman") | - | Feb 16, 2021 | active |
Eller Axis Sdn Bhd Patricia Woon Lai Ching @ Lee Yah Seng Marc Francis Yeoh Min Chang Scott Sebastian Yeoh Min Hsing Yeoh Jin Aik Yeoh Jin Kim Yeoh Jin Beng Agnes Goh Cheng Suan Iska Tenaga Sdn Bhd Sanwoi (Malaysia) Sdn Bhd | - | Dec 10, 2018 | active |
MTC Asset Management (M) Sdn Bhd (“MTC”), a holder of a Capital Market Services Licence for fund management | - | Dec 21, 2018 | active |
CIMB Investment Bank Berhad ("CIMB IB"), a holder of Capital Market Services License ("CMSL") for dealing in securities, advising on corporate finance and investment advice | - | Sep 6, 2019 | active |
M&A Value Partners Asset Management Malaysia Sdn. Bhd. | - | Oct 3, 2024 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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