Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Rukhaidah bint Abd Karim (“Rukhaidah”) | - | Apr 11, 2025 | active |
Datin Suganthi A/P Ramalingam (“Datin Suganthi”) | - | Oct 16, 2023 | active |
UOB Asset Management (Malaysia) Berhad (“UOBAM”) | - | Sep 26, 2022 | active |
AmBank (M) Berhad (“AmBank”) | - | Apr 9, 2021 | active |
TA Investment Management Berhad (“TAIM”) | - | Sep 19, 2017 | active |
Sheryn Chow Suet Yim (“Sheryn Chow”) | - | Oct 2, 2023 | active |
PCB Asset Management Sdn. Bhd. (a Capital Markets Services License holder carrying out the regulated activity of fund management). | - | Apr 28, 2015 | active |
Chin Chew Mun, Independent Non-Executive Director of Prolexus | - | Jan 27, 2022 | active |
Golden Touch Asset Management Sdn Bhd (“Golden Touch”), a holder of CMSL for fund management | - | Apr 11, 2019 | active |
Chan Cheong Yuen (“Chan”), the Managing Director and Chief Executive Officer of RHBIB at the material time | - | Dec 18, 2018 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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