Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Space Capital Berhad (“Space Capital”) | - | Oct 16, 2023 | active |
Tan Suan Meng (“Tan”) | - | Dec 13, 2024 | active |
Kenanga Investors Berhad (“KIB”) | - | Mar 3, 2022 | active |
Pasdec Holdings Berhad (“Pasdec”) | - | Jul 22, 2020 | active |
ACE Holdings Berhad (“AHB”) | - | Nov 14, 2022 | active |
Lim Chin Wat as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of dealing in securities.Note: Lim Chin Wat also holds a CMSRL for dealing in derivatives that is unaffected. | - | May 28, 2015 | active |
Chan Yew Mun (“Chan”), as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of dealing in securities. | - | Jul 25, 2025 | active |
Lotte Chemical Titan Holding Berhad ("LCT" or the "Company") | - | Jul 9, 2018 | active |
AmFunds Management Berhad ("AmFunds"), a holder of a Capital Market Services Licence for dealing in securities restricted to unit trust, fund management and dealing in Private Retirement Scheme | - | Jun 11, 2018 | active |
UOB Kay Hian Securities (M) Sdn Bhd (“UOBKH”) | - | Nov 25, 2024 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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