Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Public Mutual Berhad | - | Apr 9, 2025 | inactive |
OCBC Bank (Malaysia) Berhad (“OCBC”) | - | Apr 10, 2017 | active |
Khoo Yick Keung (“Khoo”) | - | Feb 15, 2021 | active |
Cheah Pei Yin | - | Nov 25, 2024 | active |
Lau Mong Fah, Non-Independent Non-Executive Director of Prolexus | - | Jan 27, 2022 | active |
ECM Libra Investment Bank Berhad (A Capital Markets Services Licence holder carrying out advising on corporate finance) | - | Mar 2, 2011 | active |
Kenanga Deutsche Futures Sdn Bhd (a Capital Markets Services Licence holder carrying out trading in futures contracts) | - | Oct 17, 2011 | active |
Amphoteric Capital Limited (“ACL”) | - | Apr 19, 2011 | active |
AmFunds Management Berhad(a holder of Capital Markets Services Licences carrying out the regulated activity of dealing in securities restricted to unit trust, fund management and dealing in Private Retirement Scheme) | - | Aug 15, 2016 | active |
Okachi (Malaysia) Sdn Bhd (a Capital Markets Services Licence holder carrying out dealing in derivatives) | - | May 10, 2013 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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