Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
Mitigate risk with our comprehensive screening solutions for your AML and sanctions compliance.
680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Maybank Investment Bank Berhad ("Maybank IB") | - | Jul 9, 2018 | active |
(Alex) Chua Wei Cheing Uwe Poenisch (German National) (Grace) Lee Yeat Kang (Esther) Ting Thien Ngiik Kwah Shu Leim | - | Jul 25, 2025 | active |
Norliyana binti Hanbali (“Norliyana”) | - | May 29, 2024 | active |
Choy Mun Kin (“Choy”) | - | Jun 2, 2022 | active |
Muamalat Invest Sdn. Bhd. | - | Jan 12, 2024 | active |
Multi Sports Holdings Berhad ("Multi Sports") | - | Jun 27, 2018 | active |
Theng Boon Cheng @ Tan Boon Cheng (“TBC”), as holder of a CMSRL carrying out the regulated activity of dealing in securities. | - | Oct 14, 2016 | active |
Ang Hwei Chyn (“Ang HC”) Ang Kim Cheng @ Ang Teng Kok Cheong Chiew Yoon Ang Ai Way Goh Chong Ee Angson Sdn Bhd Interasia Bluechip Sdn Bhd (“Interasia” (collectively known as “Ang Family”) Goh Ah Keen @ Goh Chok Sai Jumboritz Sdn Bhd (“Jumboritz”) | - | Nov 24, 2022 | active |
Maxwell International Holdings Berhad (“Maxwell”) | - | Feb 18, 2019 | active |
W Norma Binti W Daud, Independent Non-Executive Director of Prolexus | - | Jan 27, 2022 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
APIs
Data License
Solutions
Pricing
All rights reserved | Terms of use Copyright ©2025 Trademo Technologies Inc.