Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
MEMS Technology Berhad (MEMS) | - | Jul 25, 2025 | active |
Kuak Zhen Hao (“Kuak”) | - | May 29, 2024 | active |
Dato' Dato' Sri DiRaja Haji Adnan bin Haji Yaakob; Dato' Indera Haji Abdul Rahim bin Mohd Ali; Dato' Sri Kamaruddin bin Mohammed; and Dato' Sri Tew Kim Tin. | - | Jul 22, 2020 | active |
ACE Holdings Berhad (“AHB”) | - | Dec 11, 2018 | active |
MTC Asset Management (M) Sdn Bhd ("MTC"), a holder of a Capital Market Services Licence for fund management | - | Jun 11, 2018 | active |
Noraini Jaafar Sidek (V-523), a director of Messrs Raine & Horne International Zaki + Partners Sdn Bhd and the registered valuer who signed the valuation reports Messrs Raine & Horne International Zaki + Partners Sdn Bhd, a valuation firm | - | Jul 25, 2025 | active |
JPMorgan Securities Sdn Bhd (a Capital Markets Services Licence holder carrying out dealing in securities, trading in futures contracts, advising on corporate finance and investment advice) | - | Jul 25, 2025 | active |
Muamalat Invest Sdn Bhd ("Muamalat Invest"), a holder of Capital Market Services License for fund management. | - | Feb 5, 2018 | active |
Etalage Sdn Bhd (Capital Market Services Licence Holder the regulated activity of financial planning, dealing in securities, dealing in securities restricted to unit trust and dealing in private retirement scheme) | - | Jun 25, 2020 | active |
Lim Chee Kuang ("LCK") a holder of a CMSRL carrying out the regulated activity of financial planning with UOB Kay Hian Wealth Advisors (M) Sdn Bhd. | - | Mar 7, 2024 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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