Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Suhana Binti Sa'adon (“Suhana”) | - | Nov 22, 2021 | active |
Wong Kok Seong Thu Shoon Shien Dato' Hj Mohamad Amin Mohamad Salleh Dato' Sri Dr Pang Chow Huat Zarul Ikhwan Zarul Ahmad | - | Nov 30, 2017 | active |
Berjaya Mutual Berhad | - | Mar 6, 2025 | active |
Shahmir Pavin Joshi (a Capital Market Services Representative’s Licence (“CMSRL”) holder carrying out advising in corporate finance at Maybank Investment Bank Berhad) | - | May 20, 2015 | active |
Azhar Bin Ahmad (“Azhar”), a holder of a CMSRL carrying out the regulated activity of dealing in securities | - | Dec 18, 2018 | active |
Shaiful Nazren bin Kassim (“Shaiful”), a holder of a CMSRL carrying out the regulated activity of dealing in securities | - | Jun 18, 2018 | active |
Tye Lim Huat (a Capital Markets Services Representative’s Licence holder carrying out dealing in securities at Malacca Securities Sdn Bhd) | - | Jul 2, 2012 | active |
Ewe Lay Peng as holder of a CMSRL carrying out the regulated activity of advising on corporate finance. | - | Sep 3, 2018 | active |
Yeoh Jin Hoe (YJH) | - | Aug 15, 2019 | active |
Eastspring Investments Berhad (EIB) | - | Jun 30, 2021 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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