Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Sarawak Unit Trust Berhad (ASSB) | - | Jul 25, 2025 | active |
Malacca Securities Sdn Bhd (“MSSB”) | - | Sep 23, 2022 | active |
Remitano Co. Ltd. | - | Apr 2, 2021 | active |
Siti Nurbaya Binti Mansor (Former Director of LendingStar) | - | Jul 25, 2019 | active |
China Stationery Limited (“CSL”) | - | Feb 15, 2019 | active |
TA Securities Holdings Berhad (a Capital Markets Services Licence holder carrying out dealing in securities) | - | Apr 25, 2013 | active |
Low Lay Ai as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activity of dealing in securities. | - | Jul 25, 2025 | active |
Phillip Capital Management Sdn Bhd (“PCM”), a holder of a Capital Markets Services Licence for fund management | - | Dec 18, 2015 | active |
Lai Fong Ling, former Chief Financial Officer of CAP | - | Jul 14, 2021 | active |
Ng Soo Ging as holder of a Capital Markets Services Representative’s Licence (“CMSRL”) carrying out the regulated activities of dealing in securities and dealing in derivatives. | - | Nov 18, 2015 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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