Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Koh Chin Yoke (“Koh”) | - | May 29, 2024 | active |
HSBC Bank Malaysia Berhad ("HSBC Bank") | - | Feb 5, 2018 | active |
Mohd Faizal Jamaluddin (“Faisal”) | - | Oct 9, 2017 | active |
Dato' Sri Liew Kuek Hin | - | Jul 25, 2025 | active |
Khe Yew Chun @ Jie Yaw Chuan (“Khe”), a holder of a CMSRL carrying out the regulated activity of dealing in securities | - | Dec 18, 2018 | active |
Hon Sook Yin as a holder of a CMSRL for the regulated activity of dealing in securities and dealing in derivatives. | - | Aug 28, 2015 | active |
Viacheslav Artomonov (Director of LendingStar) | - | Jul 25, 2019 | active |
Ranhill Energy and Resources Berhad | - | Nov 7, 2013 | active |
Mercury Asset Management Sdn Bhd, a holder of a Capital Markets Services Licence (“CMSL”) carrying out the regulated activity of fund management. | - | Nov 19, 2015 | active |
Angel Group Solutions Sdn Bhd (“Angel Group”) | - | Apr 11, 2025 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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