Malaysia Securities Commission Administrative Actions
The Malaysia Securities Commission (SC) oversees the capital market in Malaysia, ensuring fair and transparent practices. The administrative actions list includes decisions made by the SC against individuals or entities that violate securities laws and regulations. These actions can range from fines and suspensions to more serious penalties like revocations of licenses.
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680 Entities in Malaysia Securities Commission Administrative Actions
| Entity Name | Entity Type | Effective Date | Status |
|---|---|---|---|
Muhammad Harith Aiman bin Shaharudin (“Harith”) | - | May 20, 2024 | active |
Syarmi Bin Shamsuddin | - | Dec 11, 2024 | active |
Berjaya Mutual Berhad | - | Mar 6, 2025 | inactive |
Mr. Kok Heng (“Mr. KH”) | - | Jul 25, 2025 | active |
Kenanga Investors Berhad (“KIB”) | - | Jan 26, 2017 | active |
Raja An Nurum Muhammadun Jamil Iqbal bin Mohamed @ Mohd Beta, sole proprietor of Mthreepttwo Rich Resources | - | Jul 9, 2018 | active |
Tan Sri Hamdan Mohamad (Promoter, Executive Director/ President and Chief Executive of Ranhill Energy and Resources Berhad) | - | Nov 7, 2013 | active |
Kenanga Invesment Bank Berhad (“KIBB”), a holder of a Capital Markets Services Licence for dealing in securities and private retirement scheme, advising on corporate finance and investment advice | - | Nov 26, 2018 | active |
AmanahRaya Investment Management Sdn Bhd (“AmanahRaya”), a holder of a Capital Market Services Licence for dealing in securities restricted to unit trust and fund management | - | Nov 26, 2018 | active |
AmInvestment Bank Berhad (a Capital Markets Services Licence holder carrying out dealing in securities and fund management) | - | Jan 29, 2014 | active |
FAQs
Why is compliance with Malaysia Securities Commission Administrative Actions necessary?
Compliance with the Malaysia Securities Commission (MSC) Administrative Actions is essential for several reasons. First and foremost, these actions are put in place to maintain the integrity and stability of the financial market. By following these guidelines, businesses help protect investors and promote fair trading practices.
Which companies should comply with Malaysia Securities Commission Administrative Actions?
The Malaysia Securities Commission's administrative actions affect companies in the finance and investment sectors, including brokers, fund managers, and public-listed companies. These entities must comply to ensure they meet legal standards and maintain investor trust. Non-compliance can lead to penalties, loss of licenses, and reputational damage, making adherence essential for business stability and credibility.
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